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September 11, 2018
3:00-4:00PM

Escheatment & Unclaimed Property Updates - Day 1

Two-Part Webinar Series

September 11 & 20, 2018
3:00 PM-4:00 PM CT
10:00-11:00 AM HST
$349 Member/$698 Non-Member

2018 Fall Escheat Cycle - Are you Ready?
Sept. 11, 2018

This educational webinar focuses on what you need to know to be in compliance with the fall escheatment cycle. It begins with a review of the unclaimed property basics and a description of the types of unclaimed property common in the financial services industry. It discusses some of the complex issues such as what is activity sufficient to stop the presumption of abandonment. Detailed reporting requirements will be provided for key states and then the presenters will wrap up with best practices for reporting success as well as common reporting errors to avoid.

Unclaimed Property Policies and Procedures, Record Retention and Litigation
Sept. 20, 2018

This educational webinar focuses on the importance of policies and procedures, how to write them and what they should include. It will also address the importance of an unclaimed property record retention policy that allows you to document compliance. Well written policies and procedures along with the right records are essential during an audit and for a successful outcome in litigation. Join us as we share information about developing policies and procedures, a record retention policy, and discuss how both were recently an essential part of Thrivent’s successful litigation involving the state of California.

Speakers

Cheryl Tiedt
Thrivent

Pam Wendt
Georgeson

Who should attend: Suitable for ACH Operations & Management and Compliance Officers as well as ACH Auditors

2.4 AAP Credits for the series | CTP Credits May Apply



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2018-09-11 15:00:00 2018-09-11 16:00:00 America/Detroit Escheatment & Unclaimed Property Updates - Day 1 September 11 & 20, 20183:00 PM-4:00 PM CT10:00-11:00 AM HST$349 Member/$698 Non-Member 2018 Fall Escheat Cycle - Are you Ready? Sept. 11, 2018 This educational webinar focuses on what you need to know to be in compliance with the fall escheatment cycle. It begins with a review of the unclaimed property basics and a description of the types of unclaimed property common in the financial services industry. It discusses some of the complex issues such as what is activity sufficient to stop the presumption of abandonment. Detailed reporting requirements will be provided for key states and then the presenters will wrap up with best practices for reporting success as well as common reporting errors to avoid. Unclaimed Property Policies and Procedures, Record Retention and Litigation Sept. 20, 2018 This educational webinar focuses on the importance of policies and procedures, how to write them and what they should include. It will also address the importance of an unclaimed property record retention policy that allows you to document compliance. Well written policies and procedures along with the right records are essential during an audit and for a successful outcome in litigation. Join us as we share information about developing policies and procedures, a record retention policy, and discuss how both were recently an essential part of Thrivent’s successful litigation involving the state of California. Speakers Cheryl TiedtThrivent Pam WendtGeorgeson Who should attend: Suitable for ACH Operations & Management and Compliance Officers as well as ACH Auditors 2.4 AAP Credits for the series | CTP Credits May Apply ----